David Morrey, Grant Thornton [NextGEN Event]
David Morrey, Regulatory Partner, Head of Investment Management
David is a Regulatory partner in the Financial Services Group (FSG)'s regulatory risk management practice, and is also Head of Investment Management.
He help clients dealing with the challenges of current regulation or emerging requirements. David is one of the most active individuals in the UK carrying out 'Skilled Person Reviews' instigated by the regulator, alongside frequently advising firms on how to respond to regulatory investigations.
He has specialist expertise in a wide range of conduct matters, both wholesale market issues within the securities and investment management sectors, and retail issues within the wealth management, advisory and lending sectors.
He will be covering Brexit and the impact on Financial Services – and will likely also give a brief overview of current regulatory change including the impact of MiFID II, SM&CR.
|Event Date||26-09-2017 5:30 pm|